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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1992-11-05
  • TX RA
    APPROVED
    Since 1992-11-05

Branch Locations

8000 W Interstate 10 Ste 100, San Antonio, TX 78230-3802 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Antonio TX 09/2005 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
Other Businesses

Board of Directors; The Ranches at Buck Ridge HOA; Just got voted in 1/31/2025; Preferred Association Management, 700 Market Street, BLDG. 3, Cedar Park, TX, 78613; Not Investment-Related; 02/07/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of the Uncertainty LLC.; Employee of legal entity.; compensation received from an advisor owned entity to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge , NY, 11788; Investment-Related; 05/03/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-03
  • S63 Uniform Securities Agent State Law Examination
    1992-11-03
Other Names
  • Terry William Howard

View on SEC IAPD

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