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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1992-11-05 |
Branch Locations
8000 W Interstate 10 Ste 100, San Antonio, TX 78230-3802 • United States
San Antonio, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Antonio | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Antonio | TX | 03/2020 | Present |
Board of Directors; The Ranches at Buck Ridge HOA; Just got voted in 1/31/2025; Preferred Association Management, 700 Market Street, BLDG. 3, Cedar Park, TX, 78613; Not Investment-Related; 02/07/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of the Uncertainty LLC.; Employee of legal entity.; compensation received from an advisor owned entity to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge , NY, 11788; Investment-Related; 05/03/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-03 |
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