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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-05
NY RA APPROVED 2021-09-08
CA RA APPROVED 2019-05-02
  • FL RA
    APPROVED
    Since 2024-09-05
  • NY RA
    APPROVED
    Since 2021-09-08
  • CA RA
    APPROVED
    Since 2019-05-02

Branch Locations

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp. New York NY 03/2010 05/2019
A.G.P. / Alliance Global Partners Westport CT 05/2019 Present
A.G.P. Canada Investments Ulc Burlington, Ontario 07/2022 Present
Previous Registrations
  • 2010-03-23 → 2019-05-23
    New York, NY
    New York, NY
    New York, NY
    Boca Raton, FL
    New York, NY
    New York, NY
    New York, NY
  • 2006-11-20 → 2010-03-26
    Gunnallen Financial, Inc
    Stamford, CT
    Deer Park, NY
    Tiburon, CA
    New York, NY
Other Businesses

1) K CAPITAL MARKETS LLC-CT, 106 HEMING WAY, STAMFORD, CT 06903; OWNER, NOT INVESTMENT RELATED, ESTABLISHED FOR TAX PURPOSES ; START 11/13/2006, TOTAL HRS MO. 1, DUTIES: PAYING BILLS & TAX PURPOSES ONLY 2. CAFE OOLALA, 2325 SUMMER ST, STAMFORD, CT 06905; CAFE OWNER, NOT INVESTMENT RELATED; START DATE: 02/14/2011; NO DUTIES; ZERO HOURS PER MONTH 3) USA WATER POLO, CWPA WATER POLO, 2124 MAINT ST. SUITE 240 HUNTINGTON BEACH CA 92648; REFEREE COLLEGE, HIGH SCHOOL AND CLUB GAMES; START DATE 3/15/2014, 10 HOURS PER MONTH DEVOTED TO BUSINESS DURING NON-SECURITIES TRADING HOURS, COMP RECEIVED $40 PER GAME. 4) KKS CORP DBA LIVE BETTER HOME CARE, 106 HEMING WAY, STAMFORD, CT 06903; NOT INVESTMENT RELATED; START DATE: 2015; 1 HR MO NON-TRADING HOURS FRANCHISE OWNER, NO DAILY RESPONSIBILITIES 5) A.G.P. CANADA, INVESTMENT RELATED; LOCATED IN CANADA; CORPORATION FOR CANADIAN REGISTRATIONS; Trader; START DATE 7-06-22; APPROXIMATELY 4 HOURS PER MONTH DEVOTED TO BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-20
S63 Uniform Securities Agent State Law Examination 1992-08-18
  • S66 Uniform Combined State Law Examination
    2002-02-20
  • S63 Uniform Securities Agent State Law Examination
    1992-08-18
Other Names
  • Alex Vlad Yelensky

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