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Robert Paretti

Raymond James & Associates, Inc.

Ft Lauderdale, FL

Fort Lauderdale, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-06-15
  • FL RA
    APPROVED
    Since 2015-06-15

Branch Locations

Ft Lauderdale, FL • United States

201 E. Las Olas Blvd. Suite 1630, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Assoicates Weston FL 06/2015 Present
  • 06/2015 → Present
    Raymond James And Assoicates
    Weston, FL
Previous Registrations
  • 2009-10-09 → 2015-07-10
    Rbc Capital Markets, Llc
    Fort Lauderdale, FL
  • 2004-05-10 → 2009-10-09
    J. B. Hanauer & Co.
    Plantation, FL
    Hallandale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-08
S63 Uniform Securities Agent State Law Examination 1992-12-07
  • S65 Uniform Investment Adviser Law Examination
    2004-05-08
  • S63 Uniform Securities Agent State Law Examination
    1992-12-07

View on SEC IAPD

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