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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-02-14
AZ RA APPROVED 2024-12-26
MS RA APPROVED 2024-11-05
IA RA APPROVED 2024-01-05
CO RA APPROVED 2024-01-03
UT RA APPROVED 2023-12-06
HI RA APPROVED 2023-10-06
DC RA APPROVED 2023-02-21
VA RA APPROVED 2022-10-20
RI RA APPROVED 2022-03-15
NY RA APPROVED 2021-08-05
OK RA APPROVED 2021-07-27
MO RA APPROVED 2021-07-26
CA RA APPROVED 2021-06-03
OH RA APPROVED 2021-01-04
IN RA APPROVED 2019-07-02
PA RA APPROVED 2019-05-01
MI RA APPROVED 2019-01-29
NC RA APPROVED 2018-03-23
GA RA APPROVED 2017-07-21
VT RA APPROVED 2016-01-11
FL RA APPROVED 2015-04-08
MA RA APPROVED 2014-04-15
CT RA APPROVED 2014-01-09
NH RA APPROVED 2014-01-07
ME RA APPROVED 2014-01-06
  • ID RA
    APPROVED
    Since 2025-02-14
  • AZ RA
    APPROVED
    Since 2024-12-26
  • MS RA
    APPROVED
    Since 2024-11-05
  • IA RA
    APPROVED
    Since 2024-01-05
  • CO RA
    APPROVED
    Since 2024-01-03
  • UT RA
    APPROVED
    Since 2023-12-06
  • HI RA
    APPROVED
    Since 2023-10-06
  • DC RA
    APPROVED
    Since 2023-02-21
  • VA RA
    APPROVED
    Since 2022-10-20
  • RI RA
    APPROVED
    Since 2022-03-15
  • NY RA
    APPROVED
    Since 2021-08-05
  • OK RA
    APPROVED
    Since 2021-07-27
  • MO RA
    APPROVED
    Since 2021-07-26
  • CA RA
    APPROVED
    Since 2021-06-03
  • OH RA
    APPROVED
    Since 2021-01-04
  • IN RA
    APPROVED
    Since 2019-07-02
  • PA RA
    APPROVED
    Since 2019-05-01
  • MI RA
    APPROVED
    Since 2019-01-29
  • NC RA
    APPROVED
    Since 2018-03-23
  • GA RA
    APPROVED
    Since 2017-07-21
  • VT RA
    APPROVED
    Since 2016-01-11
  • FL RA
    APPROVED
    Since 2015-04-08
  • MA RA
    APPROVED
    Since 2014-04-15
  • CT RA
    APPROVED
    Since 2014-01-09
  • NH RA
    APPROVED
    Since 2014-01-07
  • ME RA
    APPROVED
    Since 2014-01-06

Branch Locations

1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States

1 Portland Square, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Portland ME 08/2013 Present
Td Bank, N.A. Portland ME 08/2013 Present
Other Businesses

1. Edge Water I LLC / Investment Related / 10 Phinneas Lane, Scarborough, ME 04074 / Investment Property Manager / Member / Co-Owner / 10-01-18 / 0hr per month / 0hr per month during trading hours / No duties 2. Musician / Not investment Related / 10 Phinneas Lane, Scarborough, ME 04074 / Musician / Musician / 05-01-26 / 12hr per mo / 0hr per month during trading hours / Perform music

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-25
  • S66 Uniform Combined State Law Examination
    2013-11-25

View on SEC IAPD

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