Albert Alexander Philion

Current Employers

Employment History

• 11/2015 → 08/2020
  Ubs Financial Services Inc.
  Coral Gables, FL
• 08/2020 → Present
  Insigneo Securities Llc
  Miami, FL
• 08/2020 → Present
  Insigneo Advisory Services Llc
  Miami, FL

Previous Registrations

• 2015-11-13 → 2020-10-02
  Ubs Financial Services Inc.
  Coral Gables, FL
• 2004-08-17 → 2015-11-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Coral Gables, FL
  Miami, FL

Other Businesses

Insigneo Advisory Services, LLC. Investment related. Financial Advisor since 08/2020. Portfolio creation, asset allocation. 100 hrs/month dedicated to this business, 100 hrs/month during trading hours. Advisory fees. Kraken Holdings, LLC. Not investment related. Own 2.5% of this OBA since 04/2019. Shareholder and no other activity. Startup company. 0 hrs/month dedicated to this business. No compensation. Infinity Medical Engineering. Not investment related. Own 1.5% of this OBA since 07/2018. Shareholder no other activity. Start up company. 0 hrs/month dedicated to this business. No compensation. Scarpetta Limited. Not investment related. Own 10% of this OBA since 05/2016. Shareholder no other activity. Owner of Italian restaurants in London, England. 0 hrs/month dedicated to this business. No compensation. Philion Wealth Management: as flow through entity for tax purpose for expenses related to advisory and securities activities. Started 8/31/2020. Emerald Wealth Advisors: Doing business As (DBA) / Name used as branding for Brokerage and Advisory Business / Start date: 07/2024.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-21
• S63 Uniform Securities Agent State Law Examination
  1992-12-04

Designations

Other Names

• Albert A Philion