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Lee David Moffatt

E. E. Powell & Company Inc.

Seven Fields, PA

Seven Fields, PA

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Current Employers
E. E. Powell & Company Inc.

200 Northpointe Circle Suite 304, Seven Fields, PA 16046 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-21
PA RA APPROVED 2022-09-13
  • TX RA
    APPROVED_RES
    Since 2022-09-21
  • PA RA
    APPROVED
    Since 2022-09-13

Branch Locations

200 Northpointe Circle Suite 304, Seven Fields, PA 16046 • UNITED STATES

200 Northpointe Circle Suite 304, Seven Fields, PA 16046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E.E. Powell & Company Inc. Seven Fields PA 03/2009 Present
  • 03/2009 → Present
    E.E. Powell & Company Inc.
    Seven Fields, PA
Previous Registrations
  • 2005-06-25 → 2009-03-25
    Janney Montgomery Scott Llc
    Belle Vernon, PA
    Belle Vernon, PA
  • 2005-04-27 → 2005-06-25
    Parker/Hunter Incorporated
    Belle Vernon, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-24
S63 Uniform Securities Agent State Law Examination 1992-10-05
  • S65 Uniform Investment Adviser Law Examination
    1995-03-24
  • S63 Uniform Securities Agent State Law Examination
    1992-10-05

View on SEC IAPD

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