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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-03 |
| GA | RA | APPROVED | 2014-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Augusta | GA | 10/2014 | Present |
1.Tuttle-Newton; 2196 Central Ave, Augusta GA 30904; Non-Profit organization that has been in existence since 1852. Provides on-going support for children & families; Trustee, Affiliation started 09/01/2000; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-17 |
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