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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-08 |
| TX | RA | APPROVED_RES | 2012-01-05 |
| PA | RA | APPROVED | 2011-12-19 |
Branch Locations
1575 Mcfarland Road Suite 215, Pittsburgh, PA 15216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sewickley | PA | 12/2011 | Present |
| Stratos Wealth Partners, Ltd. | Sewickley | PA | 12/2011 | Present |
1. 12/15/2011: NON-VARIABLE INSURANCE - STRATOS WEALTH PARTNERS, LTD - INSURANCE AGENT LICENSED WITH VARIOUS CARRIERS - SEWICKLEY, PA. 2. 12/15/2011: DBA ONLY - STRATOS WEALTH PARTNERS, LTD - SEWICKLEY, PA. 3. 12/16/2011 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 4/23/2012 - Stratos Wealth Partners, Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/2011 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 12/2011. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/12/2017: Clare Frederick and Associates - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Fees for Advisory Services and Commissions for Brokerage Services - Started 04/01/2017 - 4 Hours Per Month/2 Hours During Securities Trading. 6. 09/12/2019 - Frederick Wells Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/09/2019 - 40 hrs/mo - 40 hrs during trading. 7. 09/25/2019 - Stratos Wealth Partners, LTD - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:09/16/2019 - 40 hrs/mo - 40 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-08 |
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