Steven Ian Kern

Current Employers

Employment History

• 07/2010 → Present
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2004-08-06 → 2010-08-03
  Ubs Financial Services Inc.
  Beverly Hills, CA
  Weehawken, NJ
  Los Angeles, CA
  Century City, CA
• 2003-12-18 → 2004-08-03
  Citicorp Investment Services
  Brentwood, CA
• 2003-09-25 → 2004-01-08
  Quick & Reilly, Inc.
  Beverly Hills, CA
• 2002-07-15 → 2003-08-21
  Fisher Investments
  Los Angeles, CA

Other Businesses

1.Business Name: NA Investment Related (Y or N): Y Business Address (City, State): Hoboken, NJ Nature of the business: Real Estate/Property Rental Relationship/position: Sole Proprietor/ Owner/ Partner Hours during trading hours: 0 Number of hours after business hours: 1 Description: Manage property & collect rent from tenants 3.Turo; Investment related: Yes; renting cars; (proprietor, partner, officer, director, employee, trustee, agent); May 2017; 4.Owner of wine collection; Investment related - No; wine collection; Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2015 *611283 - Rental Property; Investment Related :Yes; Los Angeles, California; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 1; Rental Property

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-02
• S63 Uniform Securities Agent State Law Examination
  1992-10-30

Other Names

• Steven I Kern