Ron Dean Brown

Current Employers

Employment History

• 05/2004 → Present
  Lpl Financial Llc
  Sacramento, CA
• 06/2015 → Present
  Strategic Wealth Advisors Group
  Sacramento, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-07-06 → 2026-06-26
  Mariner Advisor Network
  Sacramento, CA
• 2015-06-16 → 2016-07-06
  Strategic Wealth Advisors Group
  Sacramento, CA

Other Businesses

1. 1/6/2007 - DBA ONLY - BROWN FINANCIAL SERVICES GROUP - SOLE PROP SINCE JOINING LPL. NOW REPORTING AS AN S-CORP. - TIME SPENT 100% - SACRAMENTO, CA. 2. 10/1/2013: NON-VARIABLE INSURANCE - RON BROWN - AGENT OF LIFE INSURANCE - TIME SPENT 3% - SACRAMENTO, CA. 3. 06/19/2015 - BROWN FINANCIAL SERVICES GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1930 DEL PASO ROAD SUITE 122, SACRAMENTO, CA 95834 - START 01/06/2007 - 10 HRS/MO SURING SECS TRDG HRS 4. 12/5/2019 - No Business Name - Not Investment Related - Location/Address: airplane in the air - Commercial Pilot - Started 12/09/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Fly airplanes and/or teach people how to fly airplanes. 5. 5/4/2020 - Ronald and Linda Brown Trust - Investment Related - 1930 del paso road, suite 122, Sacramento, CA 95834 - Real Estate Rental - Started 04/01/2020 - 1 Hours Per Month During Securities Trading - Office space rental. 6. 6/2/2020 - Ronie 1 - Not Investment Related - 1930 Del Paso Road, Suite 122 - Other - partnership buying an airplane - Started 05/22/2020 - 10 Hours Per Month/1 Hour During Securities Trading - Co owner in a jet. 7. 02/11/2022- Brown Financial Services Group of Texas- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date - 01/01/2022- 10 Hours Per Month/5 Hours During Securities Trading. 8. 07/07/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-16
• S63 Uniform Securities Agent State Law Examination
  1993-01-05