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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-25 |
Branch Locations
Boca Raton, FL • United States
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Pompano Beach | FL | 10/2013 | 12/2016 |
| Hsbc Securities (Usa) Inc. | Pompano Beach | FL | 11/2013 | 12/2016 |
| Icma-Rc | Washington | DC | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-08 |
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