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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-25
  • FL RA
    APPROVED
    Since 2020-09-25

Branch Locations

Boca Raton, FL • United States

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Pompano Beach FL 10/2013 12/2016
Hsbc Securities (Usa) Inc. Pompano Beach FL 11/2013 12/2016
Icma-Rc Washington DC 02/2017 Present
  • 10/2013 → 12/2016
    Hsbc Bank Usa, N.A.
    Pompano Beach, FL
  • 11/2013 → 12/2016
    Hsbc Securities (Usa) Inc.
    Pompano Beach, FL
  • 02/2017 → Present
    Icma-Rc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-05
S63 Uniform Securities Agent State Law Examination 2013-12-08
  • S65 Uniform Investment Adviser Law Examination
    2020-09-05
  • S63 Uniform Securities Agent State Law Examination
    2013-12-08
Other Names
  • Natascha Barone-Alvarez
  • Natascha Alvarez

View on SEC IAPD

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