Keith G Azar

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-24
MI	RA	APPROVED	2010-10-20
TX	RA	APPROVED_RES	1997-03-06

FL RA
APPROVED

Since 2025-03-24
MI RA
APPROVED

Since 2010-10-20
TX RA
APPROVED_RES

Since 1997-03-06

Branch Locations

St Pete Beach, FL • United States

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	East Lansing	MI	01/1994	Present
Bank Of America, N.A.	East Lansing	MI	07/2011	Present

01/1994 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Lansing, MI
07/2011 → Present

Bank Of America, N.A.

East Lansing, MI

Other Businesses

I*79389 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INERTIA, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BATH, MICHIGAN 48808 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/16/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC TO HOLD MY RENTAL HOUSES IN. I HAVE NO DAY TO DAY MANAGMENT OF PROPERTIES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-09-29
S63	Uniform Securities Agent State Law Examination	1992-08-28

S65 Uniform Investment Adviser Law Examination

2010-09-29
S63 Uniform Securities Agent State Law Examination

1992-08-28

Other Names

Keith Gerard Azar

View on SEC IAPD