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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-03 |
| CO | RA | APPROVED | 2008-08-11 |
Branch Locations
88 Inverness Cir E A102, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connecticut Mutual Life Insurance Co | Denver | CO | 07/1992 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2008 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2008 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING, 10/2008 3) KRUEGER FINANCIAL MANAGEMENT INC, 88 INVERNESS CIRCLE EAST #A102 ENGLEWOOD CO, 05/2008, OWNER, DBA, INV REL, 40 HR/MO 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-14 |
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