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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-06-18 |
Branch Locations
382 Springfield Avenue Suite 400, Summit, NJ 07901 • United States
200 Park Avenue Suite 150, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Financial | Florham Park | NJ | 09/2015 | 01/2019 |
| Oppenheimer & Co., Inc | Summit | NJ | 06/2019 | Present |
| Unemployed | Whitehouse Sta | NJ | 02/2019 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-14 |
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