Keith R Forbes

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-03-25

PA RA
APPROVED

Since 2017-03-25

Branch Locations

1946 West 26Th Street Suite 19, Erie, PA 16508 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Williamsville	NY	05/2007	Present
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	Erie	PA	03/2017	Present

05/2007 → Present

Metlife Securities Inc

Williamsville, NY
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

Erie, PA

Previous Registrations

2007-06-27 → 2017-03-25

Msi Financial Services, Inc.

Erie, PA

Erie, PA

Williamsville, NY

Other Businesses

independent insurance agent - from business address - 1 sec hour 0 non sec hours - selling Property & Casualty - since 07/2016

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-11-08
S63	Uniform Securities Agent State Law Examination	1996-09-04

S65 Uniform Investment Adviser Law Examination

2000-11-08
S63 Uniform Securities Agent State Law Examination

1996-09-04

View on SEC IAPD

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews