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150 North Riverside Plaza, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-21 |
| CT | RA | APPROVED | 2021-09-24 |
Branch Locations
150 North Riverside Plaza, Chicago, IL 60606 • United States
6 Landmark Square Landmark Square Center, Stamford, CT 06901-2792 • United States
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES
Darien, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank, N.A. | New York | NY | 01/2015 | 06/2021 |
| Td Private Client Wealth Llc | New York | NY | 01/2015 | 09/2021 |
| Td Bank, N.A. | Wilton | CT | 06/2021 | 09/2021 |
| William Blair | Chicago | IL | 09/2021 | Present |
NAME OF ENTITY: WINDHAM MOUNTAIN SNOW SPORTS SCHOOL ADDRESS: P.O. BOX 459, 19 RESORT DRIVE, WINDHAM, NY 12496 POSITION: SNOW BOARD INSTRUCTOR NON-INVESTMENT RELATED COMPENSATION: SEASON PASS, NOMINAL CASH COMPENSATION TIME DEVOTED: WEEKENDS IN WINTER PLUS CHRISTMAS AND WINTER BREAK DUTIES INCLUDE: TEACH BEGINNERS HOW TO SNOWBOARD NO TIME DEVOTED DURING TRADING HOURS DATE OF INITIAL INVOLVEMENT: 11/23/2013
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-18 |
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