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Nicholas Joseph Dolce

Tiaa-Cref Individual & Institutional Services, LLC

Princeton, NJ

Lawrence Township, NJ

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-22
TX RA APPROVED 2026-01-22
NJ RA APPROVED 2025-10-30
VT RA APPROVED 2025-10-30
  • AL RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2026-01-22
  • NJ RA
    APPROVED
    Since 2025-10-30
  • VT RA
    APPROVED
    Since 2025-10-30

Branch Locations

155 Village Boulevard Suite A, Princeton, NJ 08540 • United States

Lawrence Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Princeton NJ 04/2013 Present
Tiaa-Cref Individual & Institutional Services, Llc Princeton NJ 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-28
S63 Uniform Securities Agent State Law Examination 2001-04-02
  • S65 Uniform Investment Adviser Law Examination
    2025-10-28
  • S63 Uniform Securities Agent State Law Examination
    2001-04-02
Other Names
  • Nicholas Joseph Dolace

View on SEC IAPD

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