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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2009-05-26 |
Branch Locations
101 W. Benson Suite 500, Anchorage, AK 99503 • United States
Metropoint I 4600 So. Ulster St #1350, Denver, CO 80237 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Morgan Securities | Anchorage | AK | 05/2009 | Present |
HOMEOWNER ASSOCIATION, SKYHILLS SUBDIVISION, ANCHORAGE, ALASKA. 99502, DIRECTOR ON THE SKYHILLS HOMEOWNERS ASSOCIATION, DIRECTOR. TIME SPENT IS 1 HR PER MONTH, DUTIES ARE: APPROVE HOMEOWNER PAINT SELECTION, LAWN MOVING AND SNOWPLOW SERVICE, COMMON AREA UNKEEP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-09 |
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