Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-31
PA RA APPROVED 2010-11-01
  • FL RA
    APPROVED
    Since 2024-01-31
  • PA RA
    APPROVED
    Since 2010-11-01

Branch Locations

Philadelphia, PA • United States

2005 S Easton Rd Ste 108 Doylestown Commerce Center, Doylestown, PA 18901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Horsham PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Horsham PA 11/2016 Present
Other Businesses

MADISON HOUSE CONDOMINIUM ASSOCIATION; NOT INVESTMENT RELATED; MARGATE, NJ; BOARD MEMBER; START DATE 09/05/2016; 1 HOUR PER MONTH / 0 DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-01
S63 Uniform Securities Agent State Law Examination 1992-10-05
  • S66 Uniform Combined State Law Examination
    2011-06-01
  • S63 Uniform Securities Agent State Law Examination
    1992-10-05
Designations

View on SEC IAPD

More in Philadelphia, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor