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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2021-02-17
MA RA APPROVED 2018-07-30
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2021-02-17
  • MA RA
    APPROVED
    Since 2018-07-30

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Westfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Distributors Inc. Denver CO 01/2010 Present
Emerging Global Advisors Ridgewood NJ 01/2010 Present
Columbia Management Investment Distributors Inc New York NY 09/2016 Present
  • 01/2010 → Present
    Alps Distributors Inc.
    Denver, CO
  • 01/2010 → Present
    Emerging Global Advisors
    Ridgewood, NJ
  • 09/2016 → Present
    Columbia Management Investment Distributors Inc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-20
S63 Uniform Securities Agent State Law Examination 1996-12-18
  • S65 Uniform Investment Adviser Law Examination
    2018-07-20
  • S63 Uniform Securities Agent State Law Examination
    1996-12-18

View on SEC IAPD

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