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Current Employers
Carter, Terry & Company, Inc.

3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-06-08
  • GA RA
    APPROVED
    Since 2017-06-08

Branch Locations

3340 Peachtree Road Suite 1400, Atlanta, GA 30326 • UNITED STATES

3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilbanks Securities Oklahoma City OK 06/2003 06/2017
Carter Terry & Co. Inc. Atlanta GA 06/2017 Present
  • 06/2003 → 06/2017
    Wilbanks Securities
    Oklahoma City, OK
  • 06/2017 → Present
    Carter Terry & Co. Inc.
    Atlanta, GA
Previous Registrations
  • 2003-07-18 → 2017-06-19
    Wilbanks Securities Advisory
    Oklahoma City, OK
    Atlanta, GA
  • 2003-04-23 → 2003-06-30
    Raymond James Financial Services, Inc.
    Atlanta, GA
Other Businesses

William Baker & Associates, 100% owner President, non investment related, 302 Cana Circle, Nashville TN 37205, business expenses, less than 2% a month non trading hours, $1500/yr.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-02
S63 Uniform Securities Agent State Law Examination 1992-10-02
  • S65 Uniform Investment Adviser Law Examination
    1993-11-02
  • S63 Uniform Securities Agent State Law Examination
    1992-10-02
Other Names
  • Bill Baker

View on SEC IAPD

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Other Offices

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