Randal C Worden

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10

Branch Locations

Pulaski, NY • United States

7421 Oswego Road, Liverpool, NY 13090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Martville	NY	04/2003	07/2025
Randal C. Worden, Inc.	Pulaski	NY	01/2005	Present
Premier Financial Solutions	Pulaski	NY	04/2003	Present
Lpl Financial Llc	Pulaski	NY	07/2025	Present

04/2003 → 07/2025

Cadaret, Grant & Co., Inc.

Martville, NY
01/2005 → Present

Randal C. Worden, Inc.

Pulaski, NY
04/2003 → Present

Premier Financial Solutions

Pulaski, NY
07/2025 → Present

Lpl Financial Llc

Pulaski, NY

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

Phoenix, NY

Pulaski, NY

Phoenix, NY

Syracuse, NY

Liverpool, NY

Liverpool, NY

Other Businesses

1. 07/10/2025- Premier Financial Solutions- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/14/2007- 20 Hours Per Month- 20 Hours During Trading 2. 07/10/2025- Premier Financial Solutions- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/17/2003- 100 Hours Per Month- 80 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-17
S63	Uniform Securities Agent State Law Examination	1992-08-22

S65 Uniform Investment Adviser Law Examination

1999-05-17
S63 Uniform Securities Agent State Law Examination

1992-08-22

View on SEC IAPD