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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2012-11-26
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2012-11-26

Branch Locations

800 Veterans Memorial Hwy Ste 100, Hauppauge, NY 11788-2948 • United States

Farmingdale, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hauppauge NY 10/2012 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
Previous Registrations
  • 2010-11-30 → 2012-10-15
    Melville, NY
    San Diego, CA
    Melville, NY
  • 2009-10-30 → 2010-11-05
    Brewer Investment Advisors Llc
    Chicago, IL
  • 2006-10-03 → 2009-11-05
    Mitchel Field, NY
    Islandia, NY
    Massapequa, NY
    Huntington, NY
    Melville, NY
    Garden City, NY
Other Businesses

Business Ownership; INFINITUM FINANCIAL; ; Consulting; 32 BEVERLY ROADFARMINGDALE, NY 11735, ,; ; 06/13/2012; 1 to 9 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-15
S63 Uniform Securities Agent State Law Examination 1998-12-15
  • S66 Uniform Combined State Law Examination
    2009-10-15
  • S63 Uniform Securities Agent State Law Examination
    1998-12-15
Other Names
  • Najala Kirdahy

View on SEC IAPD

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