Tonia Gustafson

Current Employers

Sabbia Faro Wealth Management Llc

Brooklyn, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-25

NY RA
APPROVED

Since 2021-10-25

Branch Locations

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cooper Family Office	New York	NY	10/1997	10/2020
Sabbia Faro Wealth Management Llc	Brooklyn	NY	12/2019	Present

10/1997 → 10/2020

Cooper Family Office

New York, NY
12/2019 → Present

Sabbia Faro Wealth Management Llc

Brooklyn, NY

Other Businesses

I am a Trustee on 6 Trusts from my prior employment with the Cooper Family Office. My salary ended as the Director of the family office on 10/31/2020. The Cooper Trusts began compensating me on 11/1/2020 only for my work as a trustee on these 6 Trusts.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-05-17
S63	Uniform Securities Agent State Law Examination	1992-09-18

S65 Uniform Investment Adviser Law Examination

2019-05-17
S63 Uniform Securities Agent State Law Examination

1992-09-18

Other Names

Tonia Ceraolo

View on SEC IAPD