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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-12-19
WI RA APPROVED 1992-10-30
  • UT RA
    APPROVED
    Since 2024-12-19
  • WI RA
    APPROVED
    Since 1992-10-30

Branch Locations

Mequon, WI • United States

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 07/1992 Present
Other Businesses

Name/Address: Glacier Canyon Lodge, 45 Hillman Rd, Wisconsin Dells, WI 53965 Start Date: Jun 01, 2006 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Owner Not Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1992-10-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1992-10-01

View on SEC IAPD

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