Silvestro Rubino

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-10-02
TX	RA	APPROVED_RES	2023-10-02
NJ	RA	APPROVED	2023-09-05
NY	RA	APPROVED	2023-09-05

Branch Locations

Cathedral City, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2014	06/2020
Bank Of America, N.A.	New York	NY	10/2014	06/2020
Herold & Lantern Investments, Inc.	New York	NY	11/2020	12/2021
E*Trade Securities Llc	Jersey City	NJ	02/2022	09/2023
E*Trade Capital Management Llc	Jersey City	NJ	02/2022	09/2023
Unemployed	New York	NY	06/2020	11/2020
Morgan Stanley	Jersey City	NJ	08/2022	09/2023
Morgan Stanley	San Francisco	CA	09/2023	Present

10/2014 → 06/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
10/2014 → 06/2020

Bank Of America, N.A.

New York, NY
11/2020 → 12/2021

Herold & Lantern Investments, Inc.

New York, NY
02/2022 → 09/2023

E*Trade Securities Llc

Jersey City, NJ
02/2022 → 09/2023

E*Trade Capital Management Llc

Jersey City, NJ
06/2020 → 11/2020

Unemployed

New York, NY
08/2022 → 09/2023

Morgan Stanley

Jersey City, NJ
09/2023 → Present

Morgan Stanley

San Francisco, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-06
S63	Uniform Securities Agent State Law Examination	2007-02-20