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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-24 |
| TX | RA | APPROVED_RES | 2022-10-24 |
Branch Locations
200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States
Bellmore, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Melville | NY | 07/2015 | 10/2022 |
| Ameriprise Financial Services, Llc | Melville | NY | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-02 |
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