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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-06-27
CO RA APPROVED 2023-06-22
TX RA APPROVED 2023-06-22
  • NV RA
    APPROVED
    Since 2023-06-27
  • CO RA
    APPROVED
    Since 2023-06-22
  • TX RA
    APPROVED
    Since 2023-06-22

Branch Locations

Henderson, NV • United States

9800 Pyramid Ct Ste 400, Englewood, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Synergy Concepts Englewood CO 06/1992 Present
National Planning Corporation Lone Tree CO 02/2007 10/2017
Securities America, Inc. Englewood CO 10/2017 06/2023
Securities America Advisors Englewood CO 10/2017 06/2023
Lpl Financial Llc Henderson NV 06/2023 Present
  • 06/1992 → Present
    Creative Synergy Concepts
    Englewood, CO
  • 02/2007 → 10/2017
    National Planning Corporation
    Lone Tree, CO
  • 10/2017 → 06/2023
    Securities America, Inc.
    Englewood, CO
  • 10/2017 → 06/2023
    Securities America Advisors
    Englewood, CO
  • 06/2023 → Present
    Henderson, NV
Previous Registrations
  • 2017-10-27 → 2023-06-23
    Securities America Advisors, Inc.
    Englewood, CO
    Englewood, CO
  • 2007-04-05 → 2017-11-06
    National Planning Corporation
    Henderson, NV
    El Segundo, CA
    Englewood, CO
  • 2006-11-02 → 2007-02-22
    Securities America Advisors, Inc.
    Long Tree, CO
Other Businesses

1- 06/2023 / Randall Williams / Non-Variable Insurance / Investment Related / 1 HRS MNTH/1 HRS Trading/ start date 06/01/1992 2- 06/2023 / Sundance Ranch / Business Entity For Tax/Investment Purposes Only / Non Investment Related / start date 10/21/2019 3- 08/30/2023: CREATIVE SYNERGY / DBA for LPL Business (entity for LPL business) / Investment Related / At Reported Business Location(s)/ 160 HRS MNTH/8 HRS During Trading/ Start Date 07/10/2023 4- 08/30/2023: CREATIVE SYNERGY CONSULTING LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) -0 Hours Per Month/ 0 Hours During Trading 5- 06/26/2024 - Casa Vittoria LLC - Real Estate Rental - Investment Related - San Jose Del Cabo, Mexico - Start Date 10/16/2023 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-19
S66 Uniform Combined State Law Examination 1999-12-31
  • S65 Uniform Investment Adviser Law Examination
    2005-10-19
  • S66 Uniform Combined State Law Examination
    1999-12-31
Other Names
  • Randy Williams

View on SEC IAPD

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