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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2005 06/2020
Equitable Advisors, Llc New York NY 10/2005 Present
Other Businesses

CREW New York - Commercial Real Estate WomenRental Property - 15 Canterberry, Great Neck, Minority investor in this Building LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-02
  • S66 Uniform Combined State Law Examination
    2006-02-02
Other Names
  • Shelia Soufian
  • Sheilia Soufian

View on SEC IAPD

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