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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-02-07
MI RA APPROVED 2010-08-26
  • TX RA
    APPROVED
    Since 2011-02-07
  • MI RA
    APPROVED
    Since 2010-08-26

Branch Locations

3347 Eagle Run Dr Ne Ste C, Grand Rapids, MI 49525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 09/2005 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 3347 Eagle Run Dr. NE, Suite C, Grand Rapids, MI, 49525; Not Investment-Related; 01/03/2006. Business Ownership; Eagle Run Properties, LLC; Partner. I assist with general maintenance of the property and simple bookkeeping.; Partnership to pay for the expenses related to the building ownership where my office is located.; 3347 Eagle Run Dr. NE, Suite C, Grand Rapids, MI, 49525; Not Investment-Related; 01/03/2006; 1 to 9 hours per month; 0 during trading hours / SSW Partners, LLC; Owner; Manage Ameriprise Business; 3347 Eagle Run Dr NE, Suite C, Grand Rapids, MI, 49525; Investment-Related; 12/11/2025; 1 to 9 hours per month; 1 to 9 during trading hours / James H. Sanford; Owner; Manage Ameriprise Business; 3347 Eagle Run Dr. NE, Suite C, Grand Rapids, MI, 49525; Investment-Related; 01/01/2007; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Delta Chi Western Michigan Housing Corporation; President; 1034 Monterey Dr SE, , East Grand Rapids, MI, 49506; Not Investment-Related; 03/27/2003; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Powers class of 1987 reunion; Committee to help coordinate a high school class reunion; 1034 Monterey Dr SE, , East Grand Rapids, MI, 49506; Not Investment-Related; 07/10/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-19
S63 Uniform Securities Agent State Law Examination 1992-08-03
  • S66 Uniform Combined State Law Examination
    2010-07-19
  • S63 Uniform Securities Agent State Law Examination
    1992-08-03
Other Names
  • James Sanford

View on SEC IAPD

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