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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-12-19
  • TX RA
    APPROVED
    Since 2002-12-19

Branch Locations

8000 Ih 10 West Suite 750, San Antonio, TX 78230 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed San Antonio TX 07/1996 Present
Axa Advisors, Llc New York NY 12/2002 06/2020
Equitable Advisors, Llc New York NY 12/2002 Present
  • 07/1996 → Present
    Self-Employed
    San Antonio, TX
  • 12/2002 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 12/2002 → Present
    New York, NY
Previous Registrations
  • 1996-07-19 → 2002-09-30
    Usaa Financial Planning Services
    San Antonio, TX
Other Businesses

1. SAMUEL J. RIBAK, CPA/PFS; 14807 FABIUS, SAN ANTONIO, TX 78248; PROPRIETOR - TAX PREPARATION PRACTICE; NOT INVESTMENT-RELATED/NOT PERFORMED DURING SECURITIES TRADING HOURS; START DATE 7/1996; APPROX. 10 HOURS/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-17
S63 Uniform Securities Agent State Law Examination 1992-08-19
  • S66 Uniform Combined State Law Examination
    2003-01-17
  • S63 Uniform Securities Agent State Law Examination
    1992-08-19
Designations
Other Names
  • Sam Jay Ribak

View on SEC IAPD

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