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Lisa M Ludwig

Morgan Stanley

Camp Hill, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
PA RA APPROVED 2010-07-23
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • PA RA
    APPROVED
    Since 2010-07-23

Branch Locations

214 Senate Avenue 7Th Floor, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Wyomissing PA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Wyomissing, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-20
S65 Uniform Investment Adviser Law Examination 1996-11-13
S63 Uniform Securities Agent State Law Examination 1992-08-21
  • S66 Uniform Combined State Law Examination
    2010-07-20
  • S65 Uniform Investment Adviser Law Examination
    1996-11-13
  • S63 Uniform Securities Agent State Law Examination
    1992-08-21
Other Names
  • Lisa Marie Cross
  • Lisa M Cross

View on SEC IAPD

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