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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-05
  • CO RA
    APPROVED
    Since 2025-09-05

Branch Locations

913 Elm Ave., Rocky Ford, CO 81067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Rocky Ford CO 07/1992 09/2025
Avantax Advisory Services Rocky Ford CO 08/1993 09/2025
Sanders Accounting And Financial Services Rocky Ford CO 07/2008 Present
Cetera Wealth Services, Llc Rocky Ford CO 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 07/1992 → 09/2025
    Avantax Investment Services, Inc.
    Rocky Ford, CO
  • 08/1993 → 09/2025
    Avantax Advisory Services
    Rocky Ford, CO
  • 07/2008 → Present
    Sanders Accounting And Financial Services
    Rocky Ford, CO
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Rocky Ford, CO
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-01-01 → 2025-09-05
    Avantax Advisory Services
    Rocky Ford, CO
Other Businesses

1) Arkansas Valley Community Concert Association~'NIR'~2017 Carson Ave~La Junta~CO~81050~Club/Association Director/Officer~Director/Officer~7/1/2012~1hrs~0hrs~director to help with selecting and promoting local concerts. Treasurer as of 8/1/17 2) Rockie Sanders~'NIR'~814 S 13th St~Rocky Ford~CO~81067~Multi-level/Network Marketing (Amway, etc.)~Owner/Sole Proprietor~10/1/2000~1hrs~0hrs~Health supplements 3) Sanders Accounting and Financial Se~'NIR'~913 Elm Ave~Rocky Ford~CO~81067~Tax Preparation/Accounting~Owner/Sole Proprietor~7/1/2008~160hrs~100hrs~accounting services and tax prep with consulting in these areas 4) Wells Fargo Banking Products~'NIR'~913 Elm Ave~Rocky Ford~CO~81067~Real Estate/Mortgage/Title Services/Appraisal~Other~12/4/2009~1hrs~1hrs~Agent through Avantax affiliation 5) ARKANSAS VALLEY BALLOON FESTIVAL, POSITION: Treasurer/Comptroller NATURE: Other INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2004 ADDRESS: PO Box 225, Rocky Ford CO 81067, United States DESCRIPTION: complete business name - Arkansas Valley Balloon Festival, Inc, non-profit balloon festival organizer 6) OUT LOUD COLORADO SPRINGS MENS CHORUS POSITION: Director/Officer NATURE: Elected/Appointed Official INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2017 ADDRESS: 20 East St. Vrain, Colorado Springs CO 80903, United States DESCRIPTION: I am treasurer and bookkeeper for the organization

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