Jonathon Ray Paul

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-08-28
CA	RA	APPROVED	2011-09-26
AZ	RA	APPROVED	2011-09-08

TX RA
APPROVED_RES

Since 2020-08-28
CA RA
APPROVED

Since 2011-09-26
AZ RA
APPROVED

Since 2011-09-08

Branch Locations

Gilbert, AZ • United States

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Tempe	AZ	09/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

09/2011 → Present

Morgan Stanley

Tempe, AZ
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2005-06-01 → 2011-08-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mesa, AZ

Gilbert, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-31
S65	Uniform Investment Adviser Law Examination	1998-09-25
S63	Uniform Securities Agent State Law Examination	1992-07-21

S66 Uniform Combined State Law Examination

2005-05-31
S65 Uniform Investment Adviser Law Examination

1998-09-25
S63 Uniform Securities Agent State Law Examination

1992-07-21