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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-10-01 |
| CA | RA | APPROVED | 2008-09-22 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Los Angeles | CA | 09/2008 | Present |
NAME OF OTHER BUSINESS: Jeffrey Gutierrez, LLC / INVESTMENT RELATED?: YES / ADDRESS: 24 West Gutierrez Street, Santa Barbara. CA, US / NATURE OF THE BUSINESS: Partnership This LLC was created to buy and develop a three story condominium building. I am buying the top story unit, so am putting a $1 million deposit down now to reserve the unit for my self. Upon completion of construction in summer 2022, I will make final payment and then own the title to this condo. I am not a profit participant in the LLC, so technically not an investor. I am merely putting in a down payment. / POSITION: Partner / DUTIES:I have no duties in my role. I am merely depositing $1 million into the existing LLC established by the developers as a down payment on the condo that I will be purchasing upon completion of construction./ START DATE:2/5/2021/ HOURS DEVOTED TO BUSINESS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-02 |
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