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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-28
  • FL RA
    APPROVED
    Since 2025-07-28

Branch Locations

Jacksonville, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Jacksonville FL 05/2015 11/2016
Wells Fargo Bank, Na Jacksonville FL 05/2015 07/2019
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/2019 09/2024
Bank Of America, N.A. Jacksonville FL 09/2019 09/2024
Empower Financial Services, Inc Greenwood Village CO 05/2025 Present
Empower Advisory Group, Llc Greenwood Village CO 05/2025 Present
Unemployed Jacksonville FL 09/2024 05/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-18
  • S66 Uniform Combined State Law Examination
    2006-01-18
Other Names
  • Michelle Shaw
  • K Michelle Shaw
  • Keri Michelle Shaw
  • Michelle Michelle Shaw
  • Keri Shaw
  • Kesha Shaw
  • Takesha Tennille Shaw
  • Keri M Shaw-Holmes
  • Keri M Shaw

View on SEC IAPD

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