James Anthony Serratelli

Current Employers

Employment History

• 01/2009 → 09/2024
  Robertson-Serratelli Financial Group
  Bethlehem, PA
• 04/2014 → 05/2018
  Questar Capital Corporation
  Minneapolis, MN
• 04/2014 → 05/2018
  Questar Asset Management
  Minneapolis, MN
• 05/2018 → 09/2024
  Dfpg Investments, Inc.
  Sandy, UT
• 09/2024 → Present
  Ameriprise Financial Services Llc
  Bethlehem, PA

Previous Registrations

• 2023-12-08 → 2024-09-27
  Diversify Advisory Services, Llc
  South Jordan, UT
  Bethlehem, PA
• 2018-05-03 → 2023-12-31
  Dfpg Investments, Llc
  Bethlehem, PA
  Sandy, UT
  South Jordan, UT
  Bethlehem, PA
• 2014-04-11 → 2018-05-04
  Questar Asset Management, Inc.
  Minneapolis, MN
  Bethlehem, PA
  Bethlehem, PA
• 2012-09-12 → 2014-04-17
  Spc
  Bethlehem, PA
  Ann Arbor, MI
• 2011-11-21 → 2012-09-27
  Questar Asset Management, Inc.
  Bethlehem, PA
  Minneapolis, MN

Other Businesses

Independent Insurance Brokering; Midland National; 01/19/2007; Term Life, Universal Life / Equitrust; 06/01/2021; Fixed Annuity / GuaranteedIncome Life Ins Co; 07/01/2024; Fixed Annuity / American Equities; 06/01/2021; Fixed Annuity. Business Ownership; JMH Ventures, LLC; Co-owner; Real Estate; 28 Maple St , , Bethlehem, PA, 18018; Investment-Related; 05/25/2017; 0 hours per month; 0 during trading hours / serratelli financial group llc; Owner; Manage Ameriprise Business; 12 E. Market St., , Bethlehem, PA, 18018; Investment-Related; 12/30/2008; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; serratelli financial group LLC; Owner; Manage advisory business; 12 E. Market St., , Bethlehem, PA, 18018; Investment-Related; 12/30/2008; 40 to 59 hours per month; 10 to 19 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1992-08-17

Other Names

• James A Serratelli
• James A. Graziano