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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger) | Houston | TX | 08/2007 | Present |
(1) 08/15/2007 - NON-VARIABLE INSURANCE - SELL TERM LIFE INSURANCE AND LTC TO CLIENTS WHEN APPROPRIATE IN FINANCIAL PLANNING OVERALL. - TIME SPENT 5% - HOUSTON, TX (2) 08/15/2007 - LTR PROPERTIES, LLC - REAL ESTATE RENTAL - HUSBAND & WIFE LLC WITH 50% OWNERSHIP EACH. I AM THE VP AND SECRETARY. I SPEND APPROX. 1 HOUR PER MONTH ON HE BUSINESS, BUT NOT DURING TRADING HOURS. - TIME SPENT 4% - HOUSTON, TX (3) 12/20/2013 - DBA ONLY - WEALTH AND WISDOM FINANCIAL LLC - HOUSTON, TX (4) 05/09/2014 - DBA ONLY - WEALTH AND WISDOM FINANCIAL - BELLAIRE, TX (5) 06/01/2016 * Wealth & Wisdom Financial LLC * inv rel * 4545 Bissonnet, Suite 270, Bellaire, TX 77401 * Sell non-variable life insurance, LTC and disabilityto clients when appropriate in financial planning overall. * start 08/15/2007 * 2 hrs/mo; 1 hr during secs trdg hrs. (6) 10/20/2023 - Act in a Fiduciary Capacity - Beneficiary - Not Investment Related - At Reported Business Location(s) - Start Date 09/24/2007 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-08 |
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