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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-02-17 |
Branch Locations
1460 Maria Lane #290, Walnut Creek, CA 94596 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Walnut Creek | CA | 08/2010 | Present |
| Whjr Associates | Campbell | CA | 08/2013 | 03/2017 |
| Nwf Advisory Group | Walnut Creek | CA | 04/2017 | Present |
1. ROYAL ALLIANCE ASSOCIATES, ADMINISTRATIVE ASSISTANT FOR SYLVAIN LA POINTE. 2. NWF ADVISORY GROUP POSITION: Office Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 04/01/2017 ADDRESS: 11835 W. Olympic Blvd., Suite 1155 E, Los Angeles CA 90064, United States DESCRIPTION: Office Manager for the 100 Pringle Avenue, Suite #410,Walnut Creek, CA Branch. 3. ARTISANCAP DBA POSITION: Registered Assistant NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 100 Pringle Avenue, Suite #410, Walnut Creek CA 94596, United States DESCRIPTION: I am a Registered Assistant marketing myself under the DBA Artisancap
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-13 |
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