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Current Employers
Wealth Management Advisers, Llc

Middletown, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-10-14
  • CT RA
    APPROVED
    Since 2013-10-14

Branch Locations

Middletown, CT • United States

Milford, CT • United States

Milford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M & H Advisors, Llc New Haven CT 01/2005 Present
Wealth Management Advisers, Llc Middletown CT 09/2013 Present
Previous Registrations
Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)GLENN HOTTIN 18 CORTLAND PLACE OXFORD, CT 06478. BEGAN 08/01/2009 AS LANDLORD. NOT INVESTMENT RELATED. DEVOTES 40 HRS/YR. NONE DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-18
S63 Uniform Securities Agent State Law Examination 1994-03-09
  • S65 Uniform Investment Adviser Law Examination
    1994-04-18
  • S63 Uniform Securities Agent State Law Examination
    1994-03-09
Designations

View on SEC IAPD

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