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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-11
MD RA APPROVED 2023-01-11
TX RA APPROVED_RES 2009-03-05
  • DC RA
    APPROVED
    Since 2023-01-11
  • MD RA
    APPROVED
    Since 2023-01-11
  • TX RA
    APPROVED_RES
    Since 2009-03-05

Branch Locations

Ellicott City, MD • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 02/2009 Present
Bank Of America, N.A. Baltimore MD 06/2011 Present
Previous Registrations
  • 2005-01-14 → 2009-03-12
    Baltimore, MD
    Baltimore, MD
    Lutherville, MD
  • 1996-09-13 → 2005-01-27
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Other Businesses

I*670261For profit or not for profit: Entity For ProfitName of outside business organization: A Brighter Day Behavoiral Health CenterInvestment related: NAddress of business: Jessup, Maryland, 20794Nature of business: Limited Liability CompanyPosition, title, association: Owner,Other, Start date of relationship: 1/1/2022Number of hours devoted: 5 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Limited partner, Counseling classes and services. I will not perform any duties for the company. I will be a limited partner of the LLC.I*40560For profit or not for profit: For-Profit OrganizationName of outside business organization: DNB Holdings LLCInvestment related: NAddress of business:Ellicott CIty, Maryland 21042Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 4/1/2011Number of hours devoted: 5 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Real Estate Rehabilitation. Select Properties. Approve completed work. 100% owned by meI*386210, Entity Type: Entity For Profit, Name of OBA: PenMar LLC, Address: Pikesville, Maryland 21208, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 04/01/2018, No Hours: 15, No Hours during trading: 0, Duties: LLC for real estate rental properties and investmentsI*3103286Entity Type: Entity CharitableName of OBA: Black leadership CircleAddress: Baltimore, Maryland, 21210Investment Related: NoPosition, Title, Association: OtherEmployee Start Date: 11/01/2025Number of Hours: 5, YearlyNumber of Hours during trading: 0, YearlyDuties: Amplify the voice of black corporate, non-profit, executive leaders in the greater baltimore region Attend 2 meetings per year, participate in community activities I*4556273 Entity Type: Entity For Profit Name of OBA: ICON Foods Address: owings mills, Maryland, 21117 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/01/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: The entity owns a food franchise I will not have any day-to day responsibilities. The business will be run be the general partner. I will be a limited partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-09
S63 Uniform Securities Agent State Law Examination 1996-05-13
  • S65 Uniform Investment Adviser Law Examination
    1996-07-09
  • S63 Uniform Securities Agent State Law Examination
    1996-05-13
Other Names
  • Darric Nathaniel Boyd

View on SEC IAPD

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