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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-01-31
IL RA APPROVED 2016-06-16
  • WI RA
    APPROVED
    Since 2018-01-31
  • IL RA
    APPROVED
    Since 2016-06-16

Branch Locations

500 West Madison Suite 2850, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Election Systems & Software Omaha NE 03/2016 Present
Gompers Park Athletic Association Chicago IL 01/2016 Present
Valic Financial Advisors Chicago IL 06/2016 Present
Agia Houston TX 12/2022 Present
Butch Mcguire's Chicago IL 11/2021 Present
  • 03/2016 → Present
    Election Systems & Software
    Omaha, NE
  • 01/2016 → Present
    Gompers Park Athletic Association
    Chicago, IL
  • 06/2016 → Present
    Valic Financial Advisors
    Chicago, IL
  • 12/2022 → Present
    Agia
    Houston, TX
  • 11/2021 → Present
    Butch Mcguire's
    Chicago, IL
Previous Registrations
  • 2015-10-05 → 2016-06-09
    Waddell & Reed
    Chicago, IL
    Savage, MN
Other Businesses

ELECTION SYSTEMS & SOFTWARE POSITION: Contract worker NATURE: I help with site support on election days . The company has the contract with the city of Chicago for poll books . In support on election days , I would go to the various polling places as needed to assist in making sure the poll books are working and being used correctly .I only do it on election days so maybe twice a year . INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: 11208 John Galt Blvd, Omaha IL 68137, United States DESCRIPTION: As described above , I go to the various polling places on election days to make sure the ESS pollbooks are working and being used properly . BUTCH MCGUIRE'S POSITION: Doorman NATURE: Butch McGuire's is a bar & grill on Chicago's near north side that has been around since 1961 . Every year during the holidays the decorate the bar for Christmas and they go over the top in doing so . In this they get very busy on the weekends and need season help . I used to work for the bar back in the 80's when Butch owned the bar . Butch has passed and his son Bob who is a friend of mine now runs the show . He reached out to me this year asking if I was interested in working this season . INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2021 ADDRESS: 20 W. Division St., Chicago IL 60610, United States DESCRIPTION: My position would be seasonal 11/20/21 - 1/2/22as a doorman . My duties are to welcome the guests at the door , help with seating , help the bartenders as needed , ID patrons who are there to drink . Basic doorman stuff . Most importantly keeping bad elements out of the establishment . AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products BUTCH MCGUIRE'S POSITION: Doorman NATURE: Butch McGuire's is a bar & grill on Chicago's near north side that has been around since 1961 . Every year during the holidays the decorate the bar for Christmas and they go over the top in doing so . In this they get very busy on the weekends and need season help . I used to work for the bar back in the 80's when Butch owned the bar . Butch has passed and his son Bob , who is a friend of mine , now runs the show . He reached out to me as he was looking for help during busy times at the bar . INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2021 ADDRESS: 20 W. Division St., Chicago IL 60610, United States DESCRIPTION: My position would be on weekends during the busy times of the year , as a doorman/host . My duties are to welcome the guests at the door , help with seating , help the bartenders as needed , ID patrons who are there to drink . Basic doorman stuff . Most importantly keeping bad elements out of the establishment .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-05
  • S66 Uniform Combined State Law Examination
    2015-10-05
Other Names
  • Michael Asnis
  • Mike Asnis
  • Michael Gerard Asnis

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