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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-10-07 |
Branch Locations
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds Distributor, Inc. | New York | NY | 03/1999 | 05/2019 |
| Unemployed | Tampa | FL | 05/2019 | 07/2019 |
| Virtus Investment Partners | Hartford | CT | 07/2019 | Present |
| Vp Distributors Llc | Hartford | CT | 07/2019 | Present |
PEDIATRIC CANCER FOUNDATION 5550 WEST EXECUTIVE DRIVE SUITE 300 TAMPA FL 33609/NATURE OF BUSINESS: NPCF IS A 501C3 CHARITY THAT RAISES MONEY TO FUND RESEARCH TO CURE PEDIATRIC CANCER; POSITION: DIRECTOR; DUTIES: BOARD OF DIRECTORS; START DATE: JUNE 21, 2011; 7 HOURS PER MONTH DEVOTED TO OTHER BUSINESS; 2 HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES; TRADING HOURS; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-01 |
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