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Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-10-07
  • CT RA
    APPROVED
    Since 2019-10-07

Branch Locations

Tampa, FL • United States

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. New York NY 03/1999 05/2019
Unemployed Tampa FL 05/2019 07/2019
Virtus Investment Partners Hartford CT 07/2019 Present
Vp Distributors Llc Hartford CT 07/2019 Present
  • 03/1999 → 05/2019
    Oppenheimerfunds Distributor, Inc.
    New York, NY
  • 05/2019 → 07/2019
    Unemployed
    Tampa, FL
  • 07/2019 → Present
    Virtus Investment Partners
    Hartford, CT
  • 07/2019 → Present
    Vp Distributors Llc
    Hartford, CT
Other Businesses

PEDIATRIC CANCER FOUNDATION 5550 WEST EXECUTIVE DRIVE SUITE 300 TAMPA FL 33609/NATURE OF BUSINESS: NPCF IS A 501C3 CHARITY THAT RAISES MONEY TO FUND RESEARCH TO CURE PEDIATRIC CANCER; POSITION: DIRECTOR; DUTIES: BOARD OF DIRECTORS; START DATE: JUNE 21, 2011; 7 HOURS PER MONTH DEVOTED TO OTHER BUSINESS; 2 HOURS PER MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES; TRADING HOURS; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-07
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S65 Uniform Investment Adviser Law Examination
    2019-10-07
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01

View on SEC IAPD

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