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Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-12-22
NV RA APPROVED 2022-11-21
CA RA APPROVED 2022-11-04
IL RA APPROVED 2022-11-04
NY RA APPROVED 2022-11-04
TX RA APPROVED 2022-11-04
  • GA RA
    APPROVED
    Since 2022-12-22
  • NV RA
    APPROVED
    Since 2022-11-21
  • CA RA
    APPROVED
    Since 2022-11-04
  • IL RA
    APPROVED
    Since 2022-11-04
  • NY RA
    APPROVED
    Since 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-04

Branch Locations

Stuart Tower 1 Market St., Suite 1800, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. San Francisco CA 07/2011 08/2022
Capital Group Private Client Services, Inc. San Francisco CA 08/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-13
S65 Uniform Investment Adviser Law Examination 1994-06-30
  • S63 Uniform Securities Agent State Law Examination
    1997-10-13
  • S65 Uniform Investment Adviser Law Examination
    1994-06-30
Designations

View on SEC IAPD

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