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Charles Andrew Wallace

Wells Fargo Clearing Services, LLC

Grove, OK

Rogers, AR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2016-07-12
AR RA APPROVED 2016-03-16
TX RA APPROVED 2016-03-16
  • OK RA
    APPROVED
    Since 2016-07-12
  • AR RA
    APPROVED
    Since 2016-03-16
  • TX RA
    APPROVED
    Since 2016-03-16

Branch Locations

2102 S Main St, Grove, OK 74344 • United States

2520 Pinnacle Hills Pkwy, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rogers AR 03/2016 11/2016
Wells Fargo Clearing Services, Llc Rogers AR 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; GROVE, OK; 50% OWNERSHIP WITH SPOUSE; START 8/5/2016; .50 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-20
S63 Uniform Securities Agent State Law Examination 1992-07-29
  • S65 Uniform Investment Adviser Law Examination
    1997-01-20
  • S63 Uniform Securities Agent State Law Examination
    1992-07-29
Other Names
  • Chrales Andrew Wallace
  • Charlie Wallace

View on SEC IAPD

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