Frank Giguere

Current Employers

Employment History

• 01/2009 → 07/2022
  Sagepoint Financial, Inc
  Huntersville, NC
• 05/2010 → 07/2022
  Intrepid
  Huntersville, NC
• 12/2016 → 01/2020
  Jackson Hewitt
  Mooresville, NC
• 12/2022 → Present
  Peak Brokerage Services, Llc
  Jupiter, FL
• 12/2022 → Present
  Blackridge Asset Management
  Jupiter, FL
• 07/2022 → 11/2022
  Unemployed
  Mooresville, NC
• 11/2022 → Present
  Lowes
  Mooresville, NC

Previous Registrations

• 2005-10-31 → 2022-08-05
  Osaic Services, Inc.
  Huntersville, NC
• 2000-10-12 → 2005-10-31
  Sunamerica Securities, Inc.
  Cumberland, RI

Other Businesses

1) Business Activity: IA; Business Entity: Blackridge Asset Management; Address: Jupiter, FL; Duties of Position: Asset Manager; Title: Advisor; Start Date: 12/2022; Approx. # of hours per month spent on activity: 1; Approx. # of hours during trading hours: 1 2) Business Activity: Insurance Agent; Business Entity: Frank Giguere; Address: Mooresville, NC; Duties of Position: Selling Insurance; Title: Insurance Agent; Start Date:06/1995; Approx. # of hours per month spent on activity: 3; Approx. # of hours spent during trading hours: 1 3) Business Activity: Travel Agent; Business Entity: Magical Dream Vacations; Address: Mooresville, NC; Duties of Position: Selling Vacation Package; Title: Travel Agent; Start Date: 10/2020; Approx. # of hours per month spent on activity: 1; Approx. # of hours spent during trading hours: 0 4) Business Activity: Receiver; Business Entity: Lowes; Address; Mooresville, NC; Duties of Position: Receiver, unload trucks; Title: Receiver; Start Date: 11/2022; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-07
• S63 Uniform Securities Agent State Law Examination
  1993-02-03