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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

1104 Fernwood Ave Ste 302, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ids Life Insurance Company Camp Hill PA 07/1992 Present
Cetera Wealth Services, Llc El Segundo CA 02/2016 Present
Cumberland Collier Group, Llc Shiremanstown PA 09/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/1992 → Present
    Ids Life Insurance Company
    Camp Hill, PA
  • 02/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2016 → Present
    Cumberland Collier Group, Llc
    Shiremanstown, PA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

(1) NAME OF OTHER BUSINESS: CUMBERLAND COLLIER GROUP, LLC INVESTMENT RELATED: NO ADDRESS: 314 PINE DR., SHIREMANSTOWN, PA 17011 NATURE OF BUSINESS: REAL ESTATE COMPANY START DATE: 09/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER (2) NAME OF OTHER BUSINESS: HARBOR STONE FINANCIAL ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 08/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-28
S63 Uniform Securities Agent State Law Examination 1992-07-17
  • S65 Uniform Investment Adviser Law Examination
    1994-10-28
  • S63 Uniform Securities Agent State Law Examination
    1992-07-17

View on SEC IAPD

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