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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-11-29 |
Branch Locations
3340 Peachtree Road Ne Suite 2300, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Atlanta | GA | 10/2005 | 11/2018 |
| Princor Financial Services Corp | Atlanta | GA | 10/2005 | 11/2018 |
| Capital Investment Group, Inc. | Raleigh | NC | 11/2018 | Present |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 11/2018 | Present |
1. INSURANCE AGENT. AGENT WITH CAPITAL INSURANCE AFFILIATES. 3340 PEACHTREE RD NE, STE 2300, ATLANTA, GA 30326. SALES AND SERVICE OF INSURANCE 20 HRS/WK, 20 DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-26 |
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