Inactive

Jeffrey Louis Rhodes

Ernst & Young Investment Advisers LLP

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Current Employers

Ernst & Young Investment Advisers Llp

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-12-22

NY RA
APPROVED

Since 2022-12-22

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lighouse Financial	Melville	NY	01/2016	03/2024
Tapfin/Ey	Secaucus	NY	03/2019	03/2026
Ernst & Young Llp	Hoboken	NJ	03/2026	Present

01/2016 → 03/2024

Lighouse Financial

Melville, NY
03/2019 → 03/2026

Tapfin/Ey

Secaucus, NY
03/2026 → Present

Ernst & Young Llp

Hoboken, NJ

Previous Registrations

2018-11-02 → 2018-12-17

Osaic Wealth, Inc.

Melville, NY
2016-07-28 → 2018-11-02

Signator Investors, Inc.

Melville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-29
S63	Uniform Securities Agent State Law Examination	1992-08-10

S66 Uniform Combined State Law Examination

2016-06-29
S63 Uniform Securities Agent State Law Examination

1992-08-10

Other Names

Jeff Rhodes

View on SEC IAPD

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