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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-11-21 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
8434 East Shea Boulevard, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealthtrust - Arizona Llc | Scottsdale | AZ | 11/2006 | 10/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2008 | 10/2018 |
| Hightower Securities Llc | Scottsdale | AZ | 10/2018 | Present |
| Hightower Advisors Llc | Scottsdale | AZ | 10/2018 | Present |
WEALTHTRUST ARIZONA LLC 8434 E. SHEA BLVD SCOTTSDALE, AZ 85260 YES, INVESTMENT ADVISORY, IAR SINCE 12/06, 50% OF TIME. INSURANCE LICENSED 8434 E. SHEA BLVD SCOTTSDALE, AZ 85260 YES, AGENT SINCE 2000, 10% OF TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-17 |
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